Quality Indicator Survey

 (QIS) Resource Manual - 1/17/11


Resources

QIS Checklist [PDF 281 KB] posted 07/20/2011
QIS Implementation Schedule [PDF 1.17 MB] posted 06/16/2011

508 Compliant QIS Survey Forms

Offsite Preparation Forms

New Admission Information [PDF 12 KB] posted 01/17/2011
Offsite Preparation Worksheet [PDF 15 KB] posted 01/17/2011


Entrance Conference

Entrance Conference Worksheet (QIS Facility Copy) [PDF 47 KB] posted 01/17/2011
Entrance Conference Worksheet (QIS Team Copy) [PDF 36 KB] posted 01/17/2011

Mandatory Facility Task Forms

Medication Administration Observation [PDF 36 KB] posted 01/17/2011
Resident Council President/Representative Interview [PDF 25 KB] posted 01/17/2011
Quality Assessment and Assurance (QA&A) Review [PDF 34 KB] posted 01/17/2011
Medication Storage [PDF 17 KB] posted 01/17/2011
Liability Notices & Beneficiary Appeal Rights Review [PDF 35 KB] posted 01/17/2011
Dining Observation [PDF 73 KB] posted 01/17/2011
Infection Control & Immunizations [PDF 90 KB] posted 01/17/2011
Kitchen/Food Service Observation [PDF 56 KB] posted 01/17/2011

Stage 1 Forms

Census Sample Record Review [PDF 22 KB] posted 01/17/2011
Family Interview [PDF 51 KB] posted 01/17/2011
Resident Interview & Resident Observation [PDF 68 KB] updated 06/16/2011
Staff Interview [PDF 38 KB] posted 01/17/2011
Surveyor Notes Worksheet [PDF 13 KB] posted 01/17/2011
Admission Sample Record Review [PDF 31 KB] posted 01/17/2011

Stage 2 CE Pathways Forms

Stage 2 Critical Elements for Activities [PDF 63 KB] posted 01/17/2011
Stage 2 Critical Elements for ADL and/or ROM Status [PDF 124 KB] posted 01/17/2011
Stage 2 Critical Elements for Behavioral and Emotional Status [PDF 60 KB] posted 01/17/2011
Stage 2 Critical Elements for Urinary Incontinence, Urinary Catheter, Urinary Tract Infection [PDF 155 KB] posted 01/17/2011
Stage 2 Critical Elements for Communication and Sensory Problems (Includes Hearing and Vision) [PDF 107 KB] posted 01/17/2011
Stage 2 Critical Elements for Dental Status and Services [PDF 58 KB] posted 01/17/2011
Stage 2 Critical Elements for a Resident Who Receives Dialysis Treatments [PDF 123 KB] posted 01/17/2011
Stage 2 General Critical Element Pathway [PDF 52 KB] posted 01/17/2011
Stage 2 Critical Elements for Hospice and/or Palliative Care [PDF 105 KB] posted 01/17/2011
Stage 2 Critical Elements for Hospitalization or Death [PDF 44 KB] posted 01/17/2011
Stage 2 Critical Elements for Pain Recognition and Management [PDF 70 KB] posted 01/17/2011
Stage 2 Critical Elements for the Use of Physical Restraints [PDF 70 KB] posted 01/17/2011
Stage 2 Critical Elements for Pressure Ulcers [PDF 95 KB] updated 04/13/2011
Stage 2 Critical Elements for Psychoactive Medications [PDF 130 KB] posted 01/17/2011
Stage 2 Critical Elements for Rehabilitation and Community Discharge [PDF 58 KB] posted 01/17/2011
Stage 2 Critical Elements for Ventilator-Dependent Residents [PDF 110 KB] posted 01/17/2011
Stage 2 Critical Elements for Unnecessary Medication Review [PDF 51 KB] posted 01/17/2011
Stage 2 Critical Elements for Preadmission Screening and Resident Review [PDF 71 KB] posted 01/17/2011
Stage 2 Critical Elements for Hydration Status [PDF 74 KB] posted 01/17/2011
Stage 2 Critical Elements for Tube Feeding Status [PDF 92 KB] posted 01/17/2011

Triggered Facility Tasks Forms

Admission, Transfer, and Discharge Review [PDF 38 KB] posted 01/17/2011
Environmental Observations [PDF 41 KB] posted 01/17/2011
Sufficient Nursing Staff Review [PDF 29 KB] posted 01/17/2011
Personal Funds Review [PDF 41 KB] posted 01/17/2011
QIS Extended Survey [PDF 29 KB] posted 01/17/2011
Abuse Prohibition Review [PDF 60 KB] posted 01/17/2011



What is QIS?

The Quality Indicator Survey (QIS) is a revised long-term care survey process that involves two stages of review. In the first stage, preliminary investigations are conducted through structured resident, family, and staff interviews, resident observations, record reviews, and analysis of Minimum Data Set (MDS) data. These tasks, in combination with structured facility reviews, yield 162 Quality of Care and Quality of Life Indicators (QCIs) that are compared with national norms to identify Care Areas for further investigation in the second stage of the QIS survey. The second stage involves in-depth quality investigations using Critical Element Pathways that address assessment, care planning, care provision, and reassessment. The Care Areas are mapped to specific F tags.

Nursing Home Quality


The QIS Demonstration

A demonstration of the QIS in six states was begun in September 2005, led by Dr. Kramer's University of Colorado research team. Two survey teams in three states, Connecticut, Kansas, and Ohio, were initially trained in the QIS process. The training consisted of one week of classroom training, followed by a complete training survey. Subsequently, two surveys of record were conducted by each survey team during which University of Colorado trainers assessed surveyor compliance with QIS protocols. Beginning in February 2006, two additional survey teams were trained in California and Louisiana. Florida was added to the demonstration in October 2006 to test a statewide implementation approach to prepare for a national QIS rollout. Learn more about the status of the demonstration and the national rollout of QIS.


 

The Differences

The first year of the QIS process the number of deficiencies tripled in some of the centers we were involved with. One of the centers went from 7 deficiencies from their traditional survey to 22 deficiencies with the QIS process. The number of G tags as well as, IJ (immediate jeopardy) increased with the QIS survey. The QIS differs from the traditional survey in that it is computer driven, much more structured, uses a large sample size ( 70 resident records) regardless of the nursing home size, is objective and the statement of deficiencies is computer generated. Where the traditional survey focuses almost exclusively on the QI/QM report, the QIS process is more resident center focused and uses structured interview tools for the residents, families, staff and chart reviews. The data from these areas are then entered into the computer to generate 138 quality care indicators. If any of the 138 quality care indicators exceeds the national threshold, the area will then have an in-depth review to determine deficient practice. The in-depth review is done with a Critical Element (CE) tool. They are very lengthy and structured. For instance, the CE for pain is 11 pages long. By this time some of the centers in Connecticut have had two QIS surveys. The second survey has been better than the first QIS survey. It is because the centers knew what to expect. They knew how to prepare. They could anticipate the process. http://www.smcclinicalconsulting.com/nursing-home-administration.html


 

Ref: S&C-10-27-NH--Advance Copy - Description of Temporary Changes to Appendix P, State Operations Manual (SOM), Traditional Survey Process for Long Term Care Facilities (LTC) as a Result of the Minimum Data Set (MDS) 3.0 Implementation October 1, 2010 (7/2010) 

 

 Admin Info: 10-21-NH/QIS-- Nursing Homes:  Revision of the Process for Training Additional or Replacement CMS-Certified Quality Indicator Survey (QIS) Trainers (5/2010)